Pierpoint Financial Consulting

"Empty Voting" is when an investor uses borrowed shares to vote at an AGM or EGM. Mediobanca voted borrowed shares at a Generali AGM.

A big proportion of that work will affect securities finance with both obvious and less obvious topics on the SEC Agency Rule List.

Roy Zimmerhansl challenges the value of pending regulatory initiatives focusing on increasing transparency in securities finance

This story identifies interesting themes to watch for 2021 regarding ESG and securities lending

From the desk of Roy Zimmerhansl Practice Lead, Pierpoint Financial Consulting The cry for increased transparency is often the first port...